This sample private placement memorandum 506(b) Regulation D preferred offering with 2 classes of common shares is an actual offering document used to raise $3 million in exchange for Class ‘A’ preferred common shares at $30,000 per unit.
Simply change the names, insert your business plan (includes this companies plan for ideas) and have your legal counsel review the document – this will save you thousands $$. This document also includes the Investor Questionnaire and Subscription Agreement.
506(b) Highlights:
- Regulation Rule 506(b)
- Can be used in all U.S. States
- No General Advertising or Solicitation
- Accredited Investors and up to 35 non-accredited investors
- Raise any amount of capital
- Form D Filing within 15 days after receiving first investment
- Used by LLCs, LPs, S Corps, C Corps, Hedge Funds, Real Estate Funds, Private Equity
Included:
- By-laws (Word-19 pages)
- PPM template (Word-45 pages)
- Investor questionnaire (Word)
- Subscription Agreement (Word)
- US state legends (51 states)
- Write a business plan template
- Basic financial projections (excel)
- PPM distribution list (excel)
- Use of proceeds & ownership (excel)
- AML/Patriot Act Certification Letter (Word/Pdf)
- Sample SEC Form D
- Sample Form U-2 Securities Registration Form
